Substantial holding notices we could read, newest release first: who became substantial, whose holding changed by a percentage point or more, and who ceased. A fall is reported as a fall, not as a disposal: share counts change too.
Notices read to · Not financial advice
| Week beginning | Notices |
|---|---|
| 124 | |
| 133 | |
| 143 | |
| 162 | |
| 85 |
| Released | Event | Stock | Holder | Voting power | Change | Notice on ASX |
|---|---|---|---|---|---|---|
| Decreased | WGX | State Street Corporation | 6.62% | −1.04 pp | ||
| Ceased | OML | State Street Corporation | under 5% | n/a | ||
| Ceased | KCN | State Street Corporation | under 5% | n/a | ||
| Became substantial | GGP | State Street Corporation | 5.02% | n/a | ||
| Became substantial | CXO | State Street Corporation | 5.31% | n/a | ||
| Decreased | CWY | State Street Corporation | 11.60% | −1.43 pp | ||
| Became substantial | CIA | JPMorgan Chase & Co | 5.06% | n/a | ||
| Ceased | FLT | JPMorgan Chase & Co | under 5% | n/a | ||
| Became substantial | ELV | JPMorgan Chase & Co | 5.05% | n/a | ||
| Ceased | IGO | FIL Limited | under 5% | n/a | ||
| Increased | PLS | Citigroup Global Markets Australia Pty Limited | 6.3063% | +1.08 pp | ||
| Ceased | RGN | First Sentier Group Limited | under 5% | n/a | ||
| Ceased | GNC | First Sentier Group Limited | under 5% | n/a | ||
| Ceased | CCP | First Sentier Group Limited | under 5% | n/a | ||
| Decreased | SPG | Regal Partners Funds Management Pty Limited | 8.48% | −4.83 pp | ||
| Decreased | BAP | Host-Plus Pty Limited | 7.97% | −1.55 pp | ||
| Became substantial | RLC | MR DAVID DOMINIC PEVCIC | 12.55% | n/a | ||
| Decreased | RLC | MR JOSHUA GORDON | 8.16% | −1.22 pp | ||
| Increased | CTD | Pinnacle Investment Management Group Limited | 11.23% | +1.04 pp | ||
| Ceased | CUP | Ryder Capital Limited and related entities listed in section 2 | under 5% | n/a | ||
| Ceased | JNS | Acorn Capital Limited | under 5% | n/a | ||
| Became substantial | KAR | Comet Asia Holdings II Pte. Ltd., Comet Asia Holdings I Pte. Ltd., KKR Asia III Fund Investments Pte. Ltd. and KKR Asian Fund III L.P | 5.00% | n/a | ||
| Increased | EGY | HUB24 Limited | 15.02% | +5.89 pp | ||
| Became substantial | MYG | UBS Group AG | 5.09% | n/a | ||
| Became substantial | SPG | Jeremy Michael Kersten Raper and Rangeley Capital LLC | 15.01% | n/a | ||
| Decreased | FOS | SKM Investment Group Pty Ltd | 37.59% | −0.66 pp | ||
| Became substantial | DYL | JPMorgan Chase & Co | 5.04% | n/a | ||
| Decreased | WTC | State Street Corporation | 6.20% | −1.05 pp | ||
| Ceased | WA1 | State Street Corporation | under 5% | n/a | ||
| Increased | PLS | State Street Corporation | 13.80% | +1.43 pp | ||
| Became substantial | OML | State Street Corporation | 5.43% | n/a | ||
| Became substantial | KCN | State Street Corporation | 5.02% | n/a | ||
| Ceased | GGP | State Street Corporation | under 5% | n/a | ||
| Ceased | FFM | State Street Corporation | under 5% | n/a | ||
| Increased | CWY | State Street Corporation | 13.03% | +1.19 pp | ||
| Increased | CYL | State Street Corporation | 7.37% | +1.22 pp | ||
| Became substantial | DXN | Ellerston Capital Limited | 11.10% | n/a | ||
| Became substantial | KAR | Superannuation and Investments HoldCo Pty Ltd | 5.00% | n/a | ||
| Ceased | DXN | Wilson Asset Management Group | under 5% | n/a | ||
| Became substantial | NWL | Pinnacle Investment Management Group Limited | 5.01% | n/a | ||
| Ceased | SIQ | Pinnacle Investment Management Group Limited | under 5% | n/a | ||
| Decreased | EOL | Regal Partners Funds Management Pty Limited | 8.15% | −1.25 pp | ||
| Decreased | RIV | Regal Partners Funds Management Pty Limited | 6.38% | −1.01 pp | ||
| Decreased | HLO | FIL Limited | 7.56% | −1.78 pp | ||
| Ceased | TZN | YANG YONG | under 5% | n/a | ||
| NZ disclosure | GTK | Mitsubishi UFJ Financial Group, Inc., First Sentier Investors RQI Pty Ltd, First Sentier Investors | 5.368% | −1.22 pp | ||
| Increased | ADS | Andrew Dyer | 10.28% | +1.11 pp | ||
| Increased | LM1 | Forrestania Resources Limited | 15.25% | +1.32 pp | ||
| Became substantial | BTR | Genesis Minerals Limited | 5.37% | n/a | ||
| Increased | ZNC | Forrestania Resources Limited | 62.49% | +1.07 pp |
Substantial holdings are the voting power stated in each holder's latest ASX notice (Corporations Act s671B, Forms 603, 604 and 605), read from the notice PDF. A holding is shown until a later notice read says it changed or ceased; the date is the notice's, and "current" means the newest notice we could read. A notice whose voting power cannot be read unambiguously (a scanned form, a figure only in an annexure) is withheld, never estimated.
Holders' interests can overlap: MUFG reports Morgan Stanley's and First Sentier's interests as its own. Sums count each interest once where the overlap is known (a group and its member count the larger figure; two notices disclosing the same voting power on the same date count once), and every holder is still listed. Other overlaps remain, so a sum is what the notices disclose, not a share of the company. Banks' and brokers' notices are often securities lending, so crowded registers do not count them. A fall in voting power is a fall in the notice's figure, not necessarily a disposal: a placement dilutes a holder whose shares did not change.
Index fund holdings are the funds' own holdings files (Vanguard's are the pooled fund behind each ETF); super fund holdings are each fund's portfolio holdings disclosure for one investment option, not the whole fund. Short interest is ASIC's daily short position report. Not financial advice.
Spotted a problem with a figure? Report an error and the affected notice will be read again against its PDF.
